Postprint: Seismic Stability Analysis of a Tailings Pond
Wang Meng
Submitted 2025-08-04 | ChinaXiv: chinaxiv-202508.00213

Abstract

Tailings dams constitute major hazard sources for metal and non-metal mines, and red mud represents a strongly alkaline tailing discharged during alumina extraction processes. In recent years, the number of tailings dams has been continuously increasing, with earthquakes serving as critical factors inducing tailings dam failures. Currently, domestic and international experts and scholars have achieved significant progress in environmental impact assessment and remediation technologies for red mud; however, research on the dynamic characteristics of red mud remains relatively scarce. Consequently, further investigation into the dynamic properties of red mud tailings holds important theoretical value for the safe and stable operation and seismic design of tailings dams. This study employs red mud as the research object, utilizes GCTS cyclic triaxial apparatus to investigate the variation patterns of dynamic parameters of red mud under varying consolidation confining pressures and consolidation ratios, and integrates Geo-Studio software for stability analysis of tailings dams. The principal research contents are summarized as follows:

Dynamic deformation tests reveal that under different confining pressures and consolidation ratios, the dynamic stress-strain backbone curve of red mud exhibits nonlinear growth with increasing dynamic strain; the dynamic elastic modulus and dynamic shear modulus decrease at varying rates with increasing dynamic strain, while increasing with rising consolidation confining pressure and consolidation ratio; the damping ratio increases with increasing dynamic strain, yet decreases with increasing consolidation confining pressure and consolidation ratio.

Dynamic strength tests conducted on red mud tailings investigate the dynamic strength curves and dynamic strength parameters under different consolidation confining pressures and consolidation ratios. Results demonstrate that greater consolidation confining pressure and consolidation ratio applied to specimens require more cyclic vibration numbers to achieve failure; the dynamic internal friction angle and dynamic cohesion decrease nonlinearly with increasing vibration numbers, and can be fitted using a power function.

Integrating the aforementioned experimental results, Geo-studio software was employed to conduct in-depth research on tailings dam stability under seismic action. The study indicates that under seismic loading, horizontal displacement of the tailings dam increases with dam height, with maximum horizontal peak displacement occurring at the dam crest; liquefaction manifests in the shallow upstream region of the tailings dam, and post-earthquake liquefaction exerts relatively minor impact on the safe operation of this tailings dam; the minimum safety factor calculated via the Bishop method for the dam slope satisfies design code requirements.

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Seismic Stability Analysis of a Tailings Dam
Wang Meng
North China University of Water Resources and Electric Power, Zhengzhou 450045

Abstract

Tailings dams represent major hazards for metal and non-metal mining operations, and red mud—a highly alkaline tailings material produced during alumina extraction—presents particular challenges. As the number of tailings dams continues to grow globally, earthquakes have emerged as a critical factor causing dam failures. While substantial progress has been made in environmental impact assessment and remediation technologies for red mud, research on its dynamic characteristics remains limited. Therefore, further investigation into the dynamic properties of red mud tailings is of significant theoretical importance for the safe operation and seismic design of tailings storage facilities.

This study employs GCTS cyclic triaxial testing to investigate the variation patterns of red mud dynamic parameters under different consolidation confining pressures and consolidation ratios, with subsequent stability analysis performed using Geo-Studio software. Dynamic deformation tests demonstrate that the dynamic stress-strain backbone curves increase nonlinearly with dynamic strain. Both the dynamic elastic modulus and dynamic shear modulus decrease at different rates as dynamic strain increases, while increasing with higher consolidation confining pressure and consolidation ratio. In contrast, the damping ratio increases with dynamic strain but decreases with increasing consolidation confining pressure and consolidation ratio.

Dynamic strength tests on red mud tailings examine the dynamic strength curves and parameters under various consolidation conditions. Results show that higher consolidation confining pressures and consolidation ratios require more cyclic vibrations to induce sample failure. The dynamic friction angle and dynamic cohesion decrease nonlinearly with increasing vibration cycles, a relationship that can be effectively fitted using a power function.

Based on these experimental results, Geo-Studio software is utilized to investigate the seismic stability of the tailings dam. The analysis reveals that horizontal displacement increases with dam height, reaching its maximum at the crest. Liquefaction occurs in the shallow upstream region, though its impact on post-earthquake safe operation is relatively minor. The minimum safety factor calculated using the Bishop method satisfies regulatory requirements.

Keywords: red mud; tailings dam; cyclic triaxial test; dynamic characteristics; dynamic stability analysis

Submission history

Postprint: Seismic Stability Analysis of a Tailings Pond